Robert Newman is a registered investment advisor at Morgan Stanley, based in Reno, NV, with 25 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location
5390 Kietzke Lane, Suite 200, Reno, NV, 89511
Get directionsHistory
Regulatory History (7)
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Customer Dispute
February 2023Settled
Customer Dispute
February 2022Settled
Customer Dispute
May 2019Denied
Regulatory
May 2018Final
Customer Dispute
February 2016Denied
Customer Dispute
December 2015Denied
Employment Separation After Allegations
March 2005Employment History
Current Registrations
Morgan StanleyBroker
June 2009 - Present · 16 yrs 11 mos
Morgan Stanley
June 2009 - Present · 16 yrs 11 mos
Previous Registrations
Morgan Stanley & CO. Incorporated
April 2007 - June 2009 · 2 yrs 2 mos
Morgan Stanley & CO. IncorporatedBroker
April 2007 - June 2009 · 2 yrs 2 mos
Morgan Stanley Dw INC.Broker
March 2005 - April 2007 · 2 yrs 1 mo
Morgan Stanley
March 2005 - April 2007 · 2 yrs 1 mo
UBS Financial Services INC.
January 2001 - April 2005 · 4 yrs 3 mos
UBS Financial Services INC.Broker
October 2000 - April 2005 · 4 yrs 6 mos
State Registrations18 states
AZCACOCTDEFLGAILMAMDMNNVNYSCTNTXWAWI
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.