JP
JP

Joseph Pirrone

28 Years of Experience
New York, NY
Broker

Joseph Pirrone is a registered investment advisor at Merrill Lynch, Pierce, Fenner & Smith Incorporated, based in New York, NY, with 28 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,738,212 clients with $1500B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
25581 advisors
Number of Clients
1,738,212 clients
Average Client Portfolio
$869K average
Assets Under Management
$1511.1B

Fee Structure

Investment management only (planning not offered)

The program's fees consist of two parts: the fee you pay to Bank of America for its services, and a fee for the specific investment strategy you choose. The strategy fee, called the Style Manager Expense, generally ranges from 0.00% to 0.50% of your assets annually. Clients investing in strategies managed by related entities will not be charged a Style Manager Expense.

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Location

One Bryant Park, Pbig - Ny Midtown, New York, NY, 10036

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
November 2010 - Present · 15 yrs 8 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
November 2010 - Present · 15 yrs 8 mos
Previous Registrations
Novick & Company Financial Group, LLC
September 2009 - October 2010 · 1 yr 1 mo
Purshe Kaplan Sterling InvestmentsBroker
September 2009 - September 2010 · 1 yr
LPL Financial Corporation
October 2006 - September 2009 · 2 yrs 11 mos
LPL Financial CorporationBroker
October 2006 - September 2009 · 2 yrs 11 mos
AXA Advisors, LLC
July 2003 - November 2006 · 3 yrs 4 mos
AXA Advisors, LLCBroker
December 2002 - November 2006 · 3 yrs 11 mos
Morgan Stanley
October 2000 - December 2002 · 2 yrs 2 mos
Morgan Stanley Dw INC.Broker
July 2000 - December 2002 · 2 yrs 5 mos
Painewebber IncorporatedBroker
October 1998 - August 2000 · 1 yr 10 mos
Prudential Securities IncorporatedBroker
October 1997 - October 1998 · 1 yr
Patterson Travis, INC.Broker
August 1997 - October 1997 · 2 mos
State Registrations39 states
AKAZCACOCTDCDEFLGAHIIDILKSKYLAMAMDMEMIMOMTNCNJNMNVNYOHORPAPRSCTNTXUTVAVTVirgin IslandsWAWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.