Aston Douglas is a registered investment advisor, based in Westlake, FL, with 28 years of industry experience.
Location
Westlake, FL
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Aston is an insurance sales agent with Avantax Insurance Agency LLC since 2017, dedicating nearly full-time hours to this role. He also serves as a board member/officer for the Maxine Drake Foundation, spending minimal time on fundraising activities. Additionally, Aston advises clients on fixed index annuities, spending minimal time on this activity.
Employment History
Current Registrations
Cetera Wealth Services, LLCBroker
Cetera Investment Advisers LLC
Previous Registrations
Avantax Advisory Services
Avantax Investment Services, INC.Broker
Voya Financial Advisors, INC.
Voya Financial Advisors, INC.Broker
Questar Asset Management, INC.
Usallianz Securities, INC.
Usallianz Securities, INC.Broker
Legacy Financial Services, INC.Broker
Wma Securities, INC.Broker
American Express Financial Advisors INC.Broker
Ids Life Insurance CompanyBroker
State Registrations2 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.