Christopher Smith is a registered investment advisor, based in Phoeniz, AZ, with 22 years of industry experience.
Location
148 N 48th St Fl 5, Phoeniz, AZ, 85034
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Regulatory History (1)
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Customer Dispute
January 2009Denied
Employment History
Current Registrations
Raymond James Financial Services, INC.Broker
December 2025 - Present · 5 mos
Raymond James Financial Services Advisors, INC
December 2025 - Present · 5 mos
Previous Registrations
Edward Jones
May 2023 - June 2024 · 1 yr 1 mo
Edward JonesBroker
February 2023 - June 2024 · 1 yr 4 mos
Charles Schwab & CO., INC.Broker
August 2020 - December 2022 · 2 yrs 4 mos
Charles Schwab & CO., INC.
July 2020 - December 2022 · 2 yrs 5 mos
USAA Investment Management Company
December 2014 - April 2019 · 4 yrs 4 mos
USAA Investment Management CompanyBroker
November 2014 - April 2019 · 4 yrs 5 mos
USAA Financial Planning Services
March 2010 - January 2015 · 4 yrs 10 mos
USAA Financial Advisors, INC.Broker
February 2010 - January 2015 · 4 yrs 11 mos
Amerivest Investment Management, LLC
July 2008 - November 2009 · 1 yr 4 mos
TD Ameritrade, INC.
July 2008 - November 2009 · 1 yr 4 mos
TD Ameritrade, INC.Broker
July 2008 - November 2009 · 1 yr 4 mos
Strategic Advisers, INC.
May 2005 - July 2008 · 3 yrs 2 mos
Fidelity Brokerage Services LLCBroker
September 2004 - July 2008 · 3 yrs 10 mos
Fidelity Investments Institutional Services Company, INC.Broker
March 2001 - October 2004 · 3 yrs 7 mos
Prudential Securities IncorporatedBroker
March 2000 - January 2001 · 10 mos
State Registrations1 state
AZ
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.