TW
CFP
TW
CFP

Thomas Walsh

16 Years of Experience
Austin, TX
May Earn CommissionSells Insurance

Thomas Walsh is a CFP-designated registered investment advisor at Hightower Advisors, LLC, based in Austin, TX, with 16 years of industry experience. Their practice areas include Investment Management, Retirement Planning. Their firm serves 56,418 clients with $160B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
1028 advisors
Number of Clients
56,418 clients
Average Client Portfolio
$2.9M average
Assets Under Management
$164.8B

Fee Structure

Hightower Advisors offers investment management services where fees are negotiable and can be calculated as a percentage of your portfolio. The percentage can be a flat rate, tiered based on asset levels, or tiered floating. Fees are typically deducted from your account and can be charged either in advance or after the service is provided, calculated quarterly or monthly. Some advisors may adjust fees based on significant deposits or withdrawals during the billing cycle. The firm may also household accounts for price breaks.

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Location

610 W 5th Street, Suite 601, Austin, TX, 78701

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

Thomas sells life insurance with brokerage companies and works as a financial advisor for FIMCO. He also advises a 401k plan through TransAmerica, receiving trails and dedicating minimal time to it.

Employment History
Current Registrations
Hightower Advisors, LLC
October 2020 - Present · 5 yrs 7 mos
Previous Registrations
Frontier Investment Management CO
March 2010 - November 2020 · 10 yrs 8 mos
State Registrations2 states
LATX
Advisor

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.