Nancy Harris
Nancy Harris is a registered investment advisor at LPL Financial LLC, based in Gig Harbor, WA, with 28 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
4423 Point Fosdick Dr. Ste 100, Gig Harbor, WA, 98335
Get directionsHistory
Regulatory History (2)
Customer Dispute
July 2014Customer Dispute
March 2009Other Business ActivitiesSells Insurance
Nancy operates New Foundation Wealth Group as a DBA for her LPL business and also sells non-variable insurance through the same entity, spending minimal time on the insurance aspect. Additionally, Nancy has outside W-2 employment at the Science and Math Institute of Tacoma, dedicating about 10-20% of her time.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Equity Services, INC.Broker
Esi Financial Advisors
RBC Capital Markets, LLC
RBC Capital Markets, LLCBroker
MML Investors Services, LLC
MML Investors Services, LLCBroker
Prudential Financial Planning Services
Pruco Securities, LLC.Broker
Citigroup Global Markets INC.
Citigroup Global Markets INC.Broker
D.A. Davidson & CO.Broker
State Registrations5 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.