Daniel Klein
Daniel Klein is a registered investment advisor at Cetera Investment Advisers LLC, based in Woodland Hills, CA, with 28 years of industry experience. Daniel operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Location
6016 Fallbrook Ave Ste 203, Woodland Hills, CA, 91367
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Regulatory History (1)
Customer Dispute
July 2002Other Business Activities
Daniel operates Klein Wealth Management DBA at the same address as his office and is a financial counseling team member for the L.A. Police Department, dedicating a few hours per week. He also serves as treasurer for 21st Area Boosters/Topanga Boosters, spending a few hours per week, and owns the office suite, leasing an unused separate office within his suite, which requires minimal time.
Employment History
Current Registrations
Cetera Investment Advisers LLC
Cetera Advisors LLCBroker
Previous Registrations
Cetera Advisors LLC
Pacific West Financial Consultants INC
Pacific West Securities, INC.Broker
Crowell, Weedon & CO.
Crowell, Weedon & CO.Broker
Private Asset Management INC
Charles Schwab & CO., INC.
Charles Schwab & CO., INC.Broker
Fimco Securities Group, INC.Broker
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
State Registrations4 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.