Chad Goerner
Chad Goerner is a CFP-designated registered investment advisor at RBC Capital Markets, LLC, based in Princeton, NJ, with 28 years of industry experience. Chad operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Charitable Giving, Estate Planning, Investment Management, Retirement Planning. Their firm serves 283,910 clients with $310B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Fee Structure
RBC Financial Planning services are offered for a one-time fee, providing a personalized analysis and written advice to help you assess your financial situation and your ability to pursue specific financial goals. Fees are negotiated within a range of $1,000 to $20,000, but in certain cases a fee higher than $20,000 may be negotiated.
Location
90 Nassau Street, 5th Fl, Princeton, NJ, 08542
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Regulatory History (1)
Customer Dispute
April 2008Other Business Activities
Chad is a government efficiency consultant, a board member for the New Jersey Conservation Foundation and the Hopewell Valley Arts Council, and a farm owner. He also owns two second residences, one of which he occasionally rents out for vacationers, dedicating minimal time to the arts council and the second residence maintenance.
Employment History
Current Registrations
RBC Capital Markets, LLC
RBC Capital Markets, LLC
RBC Capital Markets, LLCBroker
Previous Registrations
UBS Financial Services INC.
UBS Financial Services INC.Broker
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
Merrill Lynch, Pierce, Fenner & Smith Incorporated
UBS Painewebber INC.
UBS Painewebber INC.Broker
Prudential Securities IncorporatedBroker
State Registrations36 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.