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Bradley Hughs

28 Years of Experience
Phoenix, AZ
1 DisclosureBrokerSells Insurance

Bradley Hughs is a registered investment advisor at LPL Financial LLC, based in Phoenix, AZ, with 28 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
27420 advisors
Number of Clients
1,676,192 clients
Average Client Portfolio
$369K average
Assets Under Management
$618.9B

Fee Structure

Minimum Investment:$1K
Investment management only (planning not offered)

LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.

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Location

426 North 44th St Ste 115, Phoenix, AZ, 85008

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
June 2014
Denied
Other Business ActivitiesSells Insurance

Bradley sells and services fixed insurance products, disability insurance, and long-term care, dedicating a few hours per week. He is also Vice President and co-owner of SouthwestWealth Advisory Group, LLC, where his activities are solely managerial, and owns Hughs Financial Services, Inc. for income tax purposes.

Employment History
Current Registrations
LPL Financial LLCBroker
October 2025 - Present · 7 mos
LPL Financial LLC
October 2025 - Present · 7 mos
Previous Registrations
Osaic Wealth, INC.Broker
January 2024 - October 2025 · 1 yr 9 mos
Osaic Wealth, INC.
January 2024 - October 2025 · 1 yr 9 mos
Woodbury Financial Services, INC.
June 2008 - January 2024 · 15 yrs 7 mos
Woodbury Financial Services, INC.Broker
February 2008 - January 2024 · 15 yrs 11 mos
New England SecuritiesBroker
January 2005 - February 2008 · 3 yrs 1 mo
Lincoln Financial Advisors CorporationBroker
June 1997 - January 2005 · 7 yrs 7 mos
The Lincoln National Life Insurance CompanyBroker
June 1997 - January 2005 · 7 yrs 7 mos
State Registrations34 states
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AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.