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Eric Dye

23 Years of Experience
Scottsdale, AZ
BrokerSells Insurance

Eric Dye is a registered investment advisor at Cetera Investment Advisers LLC, based in Scottsdale, AZ, with 23 years of industry experience. Eric operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
10345 advisors
IM Fee
Planning only
Assets Under Management
$163.8B
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Location

9059 E Bahia Dr, Scottsdale, AZ, 85260

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

Eric is an advisor at Netvest Financial, LLC, providing financial services, and an investment advisory representative at Netvest Financial (CRD#170100) focusing on estate and trust financial planning. He also works as an insurance agent selling life, health, disability, and Medicare supplement insurance.

Employment History
Current Registrations
Cetera Investment Advisers LLC
June 2023 - Present · 3 yrs 3 mos
Cetera Wealth Services, LLC
March 2020 - Present · 6 yrs 6 mos
Cetera Wealth Services, LLCBroker
March 2020 - Present · 6 yrs 6 mos
Previous Registrations
Cetera Advisor Networks LLC
March 2021 - June 2023 · 2 yrs 3 mos
Summit Financial Group INC
March 2020 - May 2021 · 1 yr 2 mos
LPL Financial LLC
October 2019 - March 2020 · 5 mos
LPL Financial LLCBroker
October 2019 - March 2020 · 5 mos
J.P. Morgan Securities LLC
December 2018 - September 2019 · 9 mos
J.P. Morgan Securities LLCBroker
August 2018 - September 2019 · 1 yr 1 mo
Financial Engines Advisors L.L.C.
December 2015 - May 2018 · 2 yrs 5 mos
Cetera Advisor Networks LLC
July 2013 - October 2015 · 2 yrs 3 mos
Cetera Advisor Networks LLCBroker
February 2013 - October 2015 · 2 yrs 8 mos
Invest Financial CorporationBroker
July 2009 - February 2013 · 3 yrs 7 mos
Financial Network Investment CorporationBroker
August 2008 - July 2009 · 11 mos
Sii Investments, INC.Broker
January 2007 - July 2008 · 1 yr 6 mos
Sii Investments, INC.Broker
August 2002 - March 2003 · 7 mos
Benefitscorp Equities, INC.Broker
January 1999 - June 2002 · 3 yrs 5 mos
Wm Financial Services, INC.Broker
April 1998 - January 1999 · 9 mos
State Registrations2 states
AZCA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Eric Dye - Financial Advisor | TrueAdvisor