Seth Wunder is a CFA-designated registered investment advisor, based in Beverly Hills, CA, with 8 years of industry experience. Seth is also registered as a broker, so some compensation may come from commissions on products sold.
Location
Beverly Hills, CA
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Acorns Securities, LLC
January 2022 - Present · 4 yrs 9 mos
Acorns Securities, LLCBroker
January 2022 - Present · 4 yrs 9 mos
Acorns
November 2021 - Present · 4 yrs 11 mos
Previous Registrations
Oppenheimerfunds Distributor, INC.Broker
May 2002 - October 2003 · 1 yr 5 mos
Morgan Stanley Dw INC.Broker
October 1999 - May 2002 · 2 yrs 7 mos
State Registrations2 states
CANY
Advisor
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Exams
No exam information available for this advisor.
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