Stephen Purdy
Stephen Purdy is a ChFC-designated registered investment advisor at Osaic Wealth, INC., based in Charlottesville, VA, with 28 years of industry experience. Stephen operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Education Planning, Estate Planning, Investment Management, and 1 more. Their firm serves 574,829 clients with $200B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Osaic Wealth offers investment management through several platforms, including Advisor Managed Portfolios, Unified Managed Accounts, and Signator Managed Account Platform. Fees are negotiable and based on a percentage of the assets in your account. The fees cover advisory services, custodial services, and in some cases, transaction costs. Mutual funds and ETFs within these accounts have their own internal fees. Some programs have wrap accounts where all costs are bundled into one fee.
Location
90 Whitewood Road Suite 1, Charlottesville, VA, 22901
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Stephen is a personnel committee member at Olivet Presbyterian Church and the President/Secretary/Treasurer of Innovative Insurance Solutions, an insurance agency, taking about two-thirds of his time. He also acts as a solicitor for Virginia Investment Advisory, spending minimal time on this activity.
Employment History
Current Registrations
Osaic Wealth, INC.Broker
Virginia Investment Advisory, INC.
Previous Registrations
American Portfolios Financial Services, INC.Broker
Walnut Street Securities, INC.Broker
James River Asset Management, LLC
Nathan & Lewis Securities, INC.Broker
State Registrations14 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.