KB
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Kevin Brien
23 Years of Experience
Warren, NJ
1 DisclosureBrokerSells Insurance
Kevin Brien is a registered investment advisor at Cetera Investment Advisers LLC, based in Warren, NJ, with 23 years of industry experience. Kevin operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
10345 advisors
IM Fee
Planning only
Assets Under Management
$163.8B
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Location
45 Mountain Blvd, Suite 2, Warren, NJ, 07059
Get directionsHistory
Regulatory History (1)
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Customer Dispute
April 2013Denied
Other Business ActivitiesSells Insurance
Kevin is an insurance agent selling life, health, disability, and annuity products with various companies since 2019. He is also a financial representative with The O'Brien Group, dedicating a full-time commitment to this role.
Employment History
Current Registrations
Cetera Investment Advisers LLC
June 2023 - Present · 2 yrs 11 mos
Cetera Wealth Services, LLCBroker
July 2019 - Present · 6 yrs 10 mos
Previous Registrations
Cetera Advisor Networks LLC
July 2019 - June 2023 · 3 yrs 11 mos
Park Avenue Securities LLC
August 2008 - August 2019 · 11 yrs
Park Avenue Securities LLCBroker
August 2008 - August 2019 · 11 yrs
Hsbc Securities (USA) INC.Broker
November 2005 - December 2007 · 2 yrs 1 mo
Lehman Brothers INC.Broker
October 2004 - November 2005 · 1 yr 1 mo
Citigroup Global Markets INC.Broker
August 2002 - October 2004 · 2 yrs 2 mos
Cbny Investment Services CORP.Broker
April 2002 - June 2002 · 2 mos
State Registrations8 states
AZCACTFLNJNYPASC
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.