TrueAdvisor
TrueAdvisor
HO
HO

Hubert Obrien

Cetera Investment Advisers LLC
47 Years of Experience
Warren, NJ
2 DisclosuresBrokerSells Insurance
View SEC Summary
View SEC Summary

Hubert Obrien is a registered investment advisor at Cetera Investment Advisers LLC, based in Warren, NJ, with 47 years of industry experience. Hubert is also registered as a broker, so some compensation may come from commissions on products sold. Their firm serves 813,961 clients with $260B in assets under management.

Cetera Investment Advisers LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
10471 advisors
IM Fee
Planning only
Assets Under Management
$256.8B

Location

45 Mountain Blvd, Suite 2, Warren, NJ, 07059

Get directions

History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
August 2008
Settled
Customer Dispute
November 2006
Denied
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

Hubert is an insurance agent with The O'Brien Group since 2011, offering fixed life, health, disability, annuities, and long-term care insurance. Since 2021, Hubert also sells fixed insurance with various companies, dedicating minimal time to this activity.

Employment History
Current Registrations
Cetera Investment Advisers LLC
June 2023 - Present · 3 yrs 4 mos
Cetera Wealth Services, LLCBroker
January 1992 - Present · 34 yrs 9 mos
Cetera Wealth Services, LLC
January 1992 - Present · 34 yrs 9 mos
Previous Registrations
Cetera Advisor Networks LLC
June 2002 - June 2023 · 21 yrs
Equity Services, INC.Broker
July 1996 - March 2003 · 6 yrs 8 mos
Chris Securities INC.Broker
May 1989 - January 1992 · 2 yrs 8 mos
Integrated Resources Equity CorporationBroker
May 1984 - April 1989 · 4 yrs 11 mos
Home Life Equity Sales CORP.Broker
April 1983 - May 1984 · 1 yr 1 mo
Chris Securities INC.Broker
November 1978 - May 1984 · 5 yrs 6 mos
State Registrations15 states
AZDEFLGAHIMAMDMONHNJNYOHPASCVA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
More Advisors
More financial advisors in Warren, NJ →All financial advisors in New Jersey →