Peter Neuberg
Peter Neuberg is a PFS-designated registered investment advisor at United Planners' Financial Services of America a Limited Partner, based in Scottsdale, AZ, with 28 years of industry experience. Their practice areas include Estate Planning, Insurance Planning, Retirement Planning, Tax Planning. Their firm serves 26,942 clients with $11B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
United Planners' financial professionals offer portfolio management services for a fee, also known as an advisory fee. This fee is determined based on the complexity of the service, knowledge, skill, technology, and access warranted to satisfy the client's needs. The advisory fee may also include financial planning and consulting services. The maximum advisory fee is 3.0% annually, but may be lower for Pershing accounts due to a separate program fee. United Planners does not have a minimum advisory fee or a predetermined fee schedule.
Location
7333 E Doubletree Ranch Rd, Ste 120, Scottsdale, AZ, 85258
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Regulatory History (3)
Customer Dispute
October 2016Regulatory
June 2016Employment Separation After Allegations
August 2012Other Business ActivitiesSells Insurance
Peter is the owner of Henderson & Neuberg, LLC, a DBA name for marketing purposes since 1995. Peter is also an agent selling non-variable insurance since 1998, and the owner of Henderson & Neuberg, LLC, providing tax preparation, accounting, bookkeeping and CPA services since 1982.
Employment History
Current Registrations
United Planners' Financial Services of America a Limited Partner
United Planners' Financial Services of America a Limited PartnerBroker
Previous Registrations
Ic Advisory Services, INC.
The Investment Center, INC.Broker
Bcg Securities, INC.
Bcg Securities, INC.Broker
Advanced Planning Group
LPL Financial LLC
LPL Financial LLCBroker
H.D. Vest Investment Securities, INC.Broker
Prime Capital Services, INC.Broker
State Registrations10 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.