Joe Allen is a registered investment advisor at Life Balance Financial, based in Houston, TX, with 28 years of industry experience. Joe operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Financial Planning & Coaching, High Net Worth, Retirement Planning, and 1 more.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 0.99% |
Fee is negotiable based on the size of the account. Clients may aggregate accounts to achieve a lower rate. This fee is separate from the Third-Party adviser’s fees.
Fee Estimator
Location
1334 Brittmoore Rd., Suite 1000 B, Houston, TX, 77043
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Joe has been an insurance agent since 1997, dedicating minimal time to this activity. This activity is investment-related.
Employment History
Current Registrations
Life Balance Financial
Previous Registrations
Park Avenue Securities LLC
Park Avenue Securities LLCBroker
Nylife Securities INC.Broker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.