Kenneth Roban is a registered investment advisor, based in Stamford, CT, with 28 years of industry experience.
Location
400 Atlantic Street, Floor 10, Suite 1020, Stamford, CT, 06901-3512
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Kenneth is a financial advisor/wealth manager at Reservoir Road Wealth Management and provides investment advisory services for high-net-worth families through Steward Partners Investment Advisory, LLC. He also installs insurance products as an agent for Steward Partners Global Advisory, dedicating minimal time to this activity.
Employment History
Current Registrations
Steward Partners Investment Solutions, LLC
Steward Partners Investment Solutions, LLCBroker
Steward Partners Investment Advisory, LLC
Previous Registrations
Raymond James Financial Services, INC.Broker
UBS Financial Services INC.
UBS Financial Services INC.Broker
Morgan Stanley Smith BarneyBroker
Citigroup Global Markets INC.Broker
Oppenheimer & CO. INC.Broker
Cibc World Markets CORP.Broker
Lehman Brothers INC.Broker
State Registrations18 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.