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Mark Stevens

Snowden Capital Advisors LLC
28 Years of Experience
Mount Pleasant, SC
4 DisclosuresBroker
View SEC Summary
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Mark Stevens is a registered investment advisor at Snowden Capital Advisors LLC, based in Mount Pleasant, SC, with 28 years of industry experience. Mark is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Education Planning, Estate Planning, High Net Worth, Insurance Planning, and 3 more. Their firm serves 6,021 clients with $8.9B in assets under management.

Snowden Capital Advisors LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
122 advisors
Number of Clients
6,021 clients
Average Client Portfolio
$1.5M average
Assets Under Management
$8.9B

Fee Structure

Minimum Investment:$100K
Investment management only (planning not offered)
Minimum Annual Fee:$2,000
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.50%

Fees are negotiated on a client-by-client basis. Wrap fees typically range from 0.20% to 2.50% of assets under management. Unbundled advisory fees may be up to 3.00% per annum.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

Mount Pleasant, SC

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History

Regulatory History (4)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
June 2009
Settled
Customer Dispute
November 2007
Settled
Customer Dispute
January 2001
Closed-No Action
Customer Dispute
June 2000
Settled
View Full SEC ReportHow to Read Disclosures
Other Business Activities

Mark is an investment advisor at Snowden Capital Advisors LLC, dedicating nearly full-time hours to this role. He is also a partner in Lulu Enterprises, a real estate rental business, and spends minimal time as an owner of HWA Inc., making introductions to a voluntary benefits company for commissions.

Employment History
Current Registrations
Snowden Capital Advisors LLC
January 2015 - Present · 11 yrs 9 mos
Snowden Account Services LLC
October 2014 - Present · 12 yrs
Snowden Account Services LLCBroker
October 2014 - Present · 12 yrs
Previous Registrations
Snowden Capital Advisors LLC
October 2014 - December 2014 · 2 mos
UBS Financial Services INC.
November 2010 - October 2014 · 3 yrs 11 mos
UBS Financial Services INC.Broker
November 2010 - October 2014 · 3 yrs 11 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
August 1998 - November 2010 · 12 yrs 3 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
June 1998 - November 2010 · 12 yrs 5 mos
State Registrations24 states
AZCACODCDEFLGAILMAMDMINCNENHNJNYPASCTNTXUTVAWAWV
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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