Vincent Caine is a registered investment advisor at Saint Francis Capital, based in Winder, GA, with 14 years of industry experience. Vincent operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include High Net Worth, Investment Management. Their firm serves 80 clients with $38M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 1.50% |
The total fees charged to the Client by the firm will not exceed 3% annually.
Fee Estimator
Location
359 Rockwell Church Road Ne, Winder, GA, 30680
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Vincent is the President and Owner of RC Whatley & Company, providing investment services since 2015. This takes about 10-20% of his time.
Employment History
Current Registrations
Saint Francis Capital
Previous Registrations
Stephens
Morgan Stanley Smith Barney LLC
Citigroup Global Markets INC.
State Registrations2 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.