TrueAdvisor
TrueAdvisor
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Aaron Maxey

Cetera Investment Advisers LLC
26 Years of Experience
Broker
View SEC Summary
View SEC Summary
Areas of Practice
Retirement PlanningFinancial Planning & CoachingInvestment Management
Cetera Investment Advisers LLC
Compensation
Fee-Only (AUM)Fixed/Hourly
Firm Size
10087 advisors
Number of Clients
584,487 clients
Average Client Portfolio
$280K average
Assets Under Management
$163.8B

Fee Structure

Minimum Investment:$5K

Location

3200 Olympus Blvd, Suite 100, Dallas, TX, 75019

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Cetera Wealth Services, LLCBroker
September 2025 - Present · 5 mos
Cetera Investment Advisers LLC
August 2025 - Present · 6 mos
Avantax Planning Partners, INC.
July 2024 - Present · 1 yr 7 mos
Previous Registrations
Avantax Advisory Services
September 2022 - September 2025 · 3 yrs
Avantax Investment Services, INC.Broker
September 2022 - September 2025 · 3 yrs
TD Ameritrade, INC.Broker
May 2022 - June 2022 · 1 mo
TD Ameritrade, INC.
May 2022 - June 2022 · 1 mo
Charles Schwab & CO., INC.
June 2009 - June 2022 · 13 yrs
Charles Schwab & CO., INC.Broker
December 2003 - June 2022 · 18 yrs 6 mos
Charles Schwab & CO., INC.Broker
July 1999 - October 2002 · 3 yrs 3 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
July 1997 - December 1998 · 1 yr 5 mos
State Registrations2 states
FLTX
AdvisorBrokerBoth
Exams
No exam information available for this advisor.