RC
RC

Robie Cooper

15 Years of Experience
Little Rock, AR
1 DisclosureBroker

Robie Cooper is a registered investment advisor at Merrill Lynch, Pierce, Fenner & Smith Incorporated, based in Little Rock, AR, with 15 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,738,212 clients with $1500B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
25581 advisors
Number of Clients
1,738,212 clients
Average Client Portfolio
$869K average
Assets Under Management
$1511.1B

Fee Structure

Investment management only (planning not offered)

The program's fees consist of two parts: the fee you pay to Bank of America for its services, and a fee for the specific investment strategy you choose. The strategy fee, called the Style Manager Expense, generally ranges from 0.00% to 0.50% of your assets annually. Clients investing in strategies managed by related entities will not be charged a Style Manager Expense.

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Location

11315 N Rodney Parham Rd, Little Rock, AR, 72212

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History

Regulatory History (1)
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Financial
April 2022
Final
Employment History
Current Registrations
Merrill Lynch, Pierce, Fenner & Smith Incorporated
February 2025 - Present · 1 yr 3 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
January 2025 - Present · 1 yr 4 mos
Previous Registrations
Forthright Capital Advisory
February 2024 - January 2025 · 11 mos
MML Investors Services, LLC
November 2022 - October 2023 · 11 mos
MML Investors Services, LLCBroker
October 2022 - October 2023 · 1 yr
Aptus Financial, LLC
March 2022 - May 2022 · 2 mos
Stephens INC.Broker
August 1997 - June 2009 · 11 yrs 10 mos
State Registrations10 states
ARFLKSKYLAMOMSOKTNTX
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.