Paul Irving is a CFP-designated registered investment advisor, based in Charlotte, NC, with 28 years of industry experience.
Location
4777 Sharon Rd, Fl 2, Charlotte, NC, 28210
Get directionsHistory
Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
October 2009Denied
Employment History
Current Registrations
Truist Advisory Services, INC.
February 2021 - Present · 5 yrs 5 mos
Truist Investment Services, INC.
February 2021 - Present · 5 yrs 5 mos
Truist Investment Services, INC.Broker
February 2021 - Present · 5 yrs 5 mos
Previous Registrations
Bb&t Securities, LLCBroker
January 2013 - February 2021 · 8 yrs 1 mo
Bb&t Securities, LLC
January 2013 - February 2021 · 8 yrs 1 mo
Scott & Stringfellow, LLC
October 2012 - January 2013 · 3 mos
Scott & Stringfellow, LLCBroker
October 2012 - January 2013 · 3 mos
Wells Fargo Advisors, LLC
January 2005 - October 2012 · 7 yrs 9 mos
Wells Fargo Advisors, LLCBroker
October 2000 - October 2012 · 12 yrs
First Union Brokerage Services, INC.Broker
May 1998 - October 2000 · 2 yrs 5 mos
American Express Financial Advisors INC.Broker
September 1997 - November 1997 · 2 mos
Ids Life Insurance CompanyBroker
September 1997 - November 1997 · 2 mos
State Registrations41 states
ALARAZCACOCTDCFLGAHIILINKSKYLAMAMDMEMNMOMSMTNCNJNMNVNYOHOKORPAPRSCTNTXUTVAVTWAWIWV
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.