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Paul Quinn

J. W. Cole Advisors, INC.
28 Years of Experience
Lakeland, FL
4 DisclosuresBrokerSells Insurance
View SEC Summary
View SEC Summary

Paul Quinn is a registered investment advisor at J. W. Cole Advisors, INC., based in Lakeland, FL, with 28 years of industry experience. Paul is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Education Planning, Estate Planning, Insurance Planning, Investment Management, and 2 more. Their firm serves 31,247 clients with $8.2B in assets under management.

J. W. Cole Advisors, INC.
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
495 advisors
Number of Clients
31,247 clients
Average Client Portfolio
$264K average
Assets Under Management
$8.2B

Fee Structure

Minimum Investment:$10K
Investment management only (planning not offered)
Portfolio-Based Fees (Tiered)
Portfolio ValueAnnual Fee
Up to $1.0M3.00%
$1.0M - $3.0M1.25%
$3.0M - $5.0M1.00%
$5.0M - $10.0M0.75%
$10M+0.50%

Fees may be negotiated or charged at a flat rate. Program fees and transaction costs may apply separately depending on the selected account type.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

Lakeland, FL

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History

Regulatory History (4)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Employment Separation After Allegations
September 2009
Regulatory
August 2009
Final
Customer Dispute
April 2009
Settled
Customer Dispute
September 2001
Denied
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

Paul is the treasurer for Krenson Oaks HOA and sells fixed, life, and index insurance. He also operates under the DBA Paul Quinn Financial, a securities and insurance business, dedicating nearly full-time hours to it.

Employment History
Current Registrations
J. W. Cole Advisors, INC.
January 2014 - Present · 12 yrs 9 mos
J.W. Cole Financial, INC.Broker
January 2014 - Present · 12 yrs 9 mos
Previous Registrations
Berthel Fisher & Company Financial Services, INC.
February 2011 - December 2013 · 2 yrs 10 mos
Berthel, Fisher & Company Financial Services, INC.Broker
October 2010 - December 2013 · 3 yrs 2 mos
Berthel Fisher & Company Financial Services, INC.
May 2006 - September 2009 · 3 yrs 4 mos
Berthel, Fisher & Company Financial Services, INC.Broker
March 2003 - September 2009 · 6 yrs 6 mos
Continental Capital Investment Services, INC.Broker
March 2000 - March 2003 · 3 yrs
J.J.B. Hilliard, W.L. Lyons, INC.Broker
September 1997 - March 2000 · 2 yrs 6 mos
State Registrations14 states
ALAZFLGAIAILINKYMNMONCOHTNTX
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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