Paul Quinn
Paul Quinn is a registered investment advisor at J. W. Cole Advisors, INC., based in Lakeland, FL, with 27 years of industry experience. Paul operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Education Planning, Estate Planning, Investment Management, Retirement Planning, and 1 more. Their firm serves 29,614 clients with $7.2B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
J.W. Cole Advisors' investment management fees are based on a tiered schedule, meaning the percentage you pay decreases as your portfolio grows. The exact fee can be negotiated and may be a flat rate instead of tiered. The maximum fee is generally 3.00% and the minimum is 0.25%. There is also a program fee charged, which covers services provided by JWCA and the custodian of your account. You'll pay these fees quarterly, regardless of how many trades are made. Some advisors may or may not pay transaction costs.
Location
Lakeland, FL
Get directionsHistory
Regulatory History (4)
Employment Separation After Allegations
September 2009Regulatory
August 2009Customer Dispute
April 2009Customer Dispute
September 2001Other Business ActivitiesSells Insurance
Paul is the treasurer for Krenson Oaks HOA and sells fixed, life, and index insurance. He also operates under the DBA Paul Quinn Financial, a securities and insurance business, dedicating nearly full-time hours to it.
Employment History
Current Registrations
J. W. Cole Advisors, INC.
J.W. Cole Financial, INC.Broker
Previous Registrations
Berthel Fisher & Company Financial Services, INC.
Berthel, Fisher & Company Financial Services, INC.Broker
Berthel Fisher & Company Financial Services, INC.
Berthel, Fisher & Company Financial Services, INC.Broker
Continental Capital Investment Services, INC.Broker
J.J.B. Hilliard, W.L. Lyons, INC.Broker
State Registrations14 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.