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CFP
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CFP

James Sheehan

LPL Financial LLC
28 Years of Experience
Daniel Island, SC
BrokerSells Insurance
View SEC Summary
View SEC Summary

James Sheehan is a CFP-designated registered investment advisor at LPL Financial LLC, based in Daniel Island, SC, with 28 years of industry experience. James is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 1,986,990 clients with $820B in assets under management.

LPL Financial LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
28129 advisors
Number of Clients
1,986,990 clients
Average Client Portfolio
$412K average
Assets Under Management
$819.1B

Fee Structure

Minimum Investment:$1K
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.50%

The maximum account fee is 2.50% and is negotiable between the client and the advisor. Fees are based on total assets in the account and payable quarterly in advance.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

224 Seven Farms Dr Ste 200, Daniel Island, SC, 29492

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

James operates under Sheehan Wealth Partners and Island Park Private Wealth, both DBAs for his LPL business. He also engages in non-variable insurance activities, dedicating about 10-20% of his time to it.

Employment History
Current Registrations
LPL Financial LLCBroker
April 2023 - Present · 3 yrs 6 mos
LPL Financial LLC
April 2023 - Present · 3 yrs 6 mos
Previous Registrations
Raymond James & Associates, INC.
December 2017 - April 2023 · 5 yrs 4 mos
Raymond James & Associates, INC.Broker
November 2017 - April 2023 · 5 yrs 5 mos
UBS Financial Services INC.
May 2002 - December 2017 · 15 yrs 7 mos
UBS Financial Services INC.Broker
June 1999 - December 2017 · 18 yrs 6 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
August 1997 - July 1999 · 1 yr 11 mos
State Registrations27 states
ALARAZCOCTFLGAILINKYLAMAMEMINCNDNHNJNMNYOHPARISCTXUTVA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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