Curtis Wiggins
Curtis Wiggins is a CFP-designated registered investment advisor at LPL Financial LLC, based in West Hartford, CT, with 28 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
15 N Main St. Ste 214, West Hartford, CT, 06107
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Regulatory History (1)
Customer Dispute
May 2005Other Business ActivitiesSells Insurance
Curtis is affiliated with Align Wealth Management Group as a DBA for his LPL business. He is also a non-variable insurance producer/agent, dedicating about 10-20% of his time to this activity.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Cetera Investment Services LLCBroker
Cetera Investment Advisers LLC
Foresters Advisory Services, LLC
Foresters Financial Services, INC.Broker
State Registrations12 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.