Henry Peeler
Henry Peeler is a CFP-designated registered investment advisor at Osaic Wealth, INC., based in Dallas, TX, with 28 years of industry experience. Henry operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Education Planning, Estate Planning, Investment Management, and 1 more. Their firm serves 574,829 clients with $200B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Osaic Wealth offers investment management through several platforms, including Advisor Managed Portfolios, Unified Managed Accounts, and Signator Managed Account Platform. Fees are negotiable and based on a percentage of the assets in your account. The fees cover advisory services, custodial services, and in some cases, transaction costs. Mutual funds and ETFs within these accounts have their own internal fees. Some programs have wrap accounts where all costs are bundled into one fee.
Location
Dallas, TX
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Henry works as an insurance wholesaler for Highland Capital Brokerage full-time, selling fixed insurance. He also provides advisory services through SAA Advisory, dedicating a few hours per week, and owns rental property through Birdiejuice Properties, LLC, requiring minimal time.
Employment History
Current Registrations
Osaic Wealth, INC.Broker
Osaic Wealth, INC.
Previous Registrations
Securities America Advisors, INC.
Securities America, INC.Broker
Investacorp Advisory Services INC
Investacorp, INC.Broker
NFP Advisor Services, LLC
NFP Advisor Services, LLCBroker
Pruco Securities, LLC.Broker
Hartford Equity Sales Company INC.Broker
Hartford Investment Financial Services, LLCBroker
Hartford Investment Financial Services, LLC
Linsco/private Ledger CORP.
Linsco/private Ledger CORP.Broker
Quick & Reilly, INC.
Quick & Reilly, INC.Broker
Waddell & Reed, INC.Broker
Hibernia Investments, L.L.C.Broker
Ids Life Insurance CompanyBroker
American Express Financial Advisors INC.Broker
State Registrations4 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.