RG
CFP
RG
CFP

Richard Joel Greenfield

33 Years of Experience
BrokerSells Insurance
Areas of Practice
Retirement PlanningEducation PlanningEstate PlanningInvestment Management
Compensation
Fee-Only (AUM)Fixed/Hourly
Firm Size
9179 advisors
Number of Clients
574,829 clients
Average Client Portfolio
$348K average
Assets Under Management
$200.3B

Fee Structure

Minimum Investment:$5.5K
Financial Planning:Investment management only
Loading...

Location

6403 Shakespeare Place, Dallas, TX, 75252

Get directions

History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

Learn about disclosures →
Other Business ActivitiesSells Insurance

Richard evaluates and sells life insurance and variable annuities to clients through his role as President. He also dedicates full-time hours to financial planning, portfolio management, accounting, compliance, and operations through RJG Financial.

Employment History
Current Registrations
Osaic Wealth, INC.Broker
September 2023 - Present · 2 yrs 5 mos
Rjg Financial
June 2012 - Present · 13 yrs 8 mos
Previous Registrations
Sagepoint Financial, INC.Broker
May 2012 - September 2023 · 11 yrs 4 mos
Sws Financial Services, INC.Broker
January 1995 - June 2012 · 17 yrs 5 mos
H.D. Vest Investment Securities, INC.Broker
February 1992 - December 1994 · 2 yrs 10 mos
American Express Financial Advisors INC.Broker
October 1991 - November 1991 · 1 mo
Ids Life Insurance CompanyBroker
October 1991 - November 1991 · 1 mo
State Registrations13 states
AZCAFLMIMONCNJNYORPASCTXVA
AdvisorBrokerBoth
Exams
No exam information available for this advisor.