Cesar Soria is a registered investment advisor at Morgan Stanley, based in Fort Lauderdale, FL, with 24 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location
350 East Las Olas Boulevard, Suite 1500, Fort Lauderdale, FL, 33301
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Morgan Stanley
May 2021 - Present · 5 yrs
Morgan StanleyBroker
May 2021 - Present · 5 yrs
Previous Registrations
Merrill Lynch, Pierce, Fenner & Smith Incorporated
March 2019 - May 2021 · 2 yrs 2 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
March 2019 - May 2021 · 2 yrs 2 mos
UBS Financial Services INC.
May 2011 - February 2019 · 7 yrs 9 mos
UBS Financial Services INC.Broker
May 2011 - February 2019 · 7 yrs 9 mos
Wells Fargo Advisors, LLC
March 2008 - January 2010 · 1 yr 10 mos
Wells Fargo Advisors, LLCBroker
March 2008 - January 2010 · 1 yr 10 mos
Citigroup Global Markets INC.Broker
March 2007 - November 2007 · 8 mos
Citigroup Global Markets INC.
March 2007 - November 2007 · 8 mos
Merrill Lynch Pierce Fenner & Smith INC.
October 1998 - May 2005 · 6 yrs 7 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
October 1998 - May 2005 · 6 yrs 7 mos
Nationsbanc Investments, INC.Broker
April 1998 - June 1998 · 2 mos
Barnett Investments, INC.Broker
September 1997 - April 1998 · 7 mos
State Registrations44 states
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AdvisorBrokerBoth
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Exams
No exam information available for this advisor.