KM
KM
Kimberly Modenbach
27 Years of Experience
Raleigh, NC
1 DisclosureBroker
Kimberly Modenbach is a registered investment advisor at Wells Fargo Advisors, based in Raleigh, NC, with 27 years of industry experience. Their practice areas include Retirement Planning. Their firm serves 401,726 clients with $200B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
3710 advisors
IM Fee
Planning only
Assets Under Management
$197.4B
Fee Structure
Investment management only (planning not offered)
Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.
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Location
3105 Glenwood Ave Ste 201, [N2-Rbo], Raleigh, NC, 27612
Get directionsHistory
Regulatory History (1)
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Criminal
April 1985Final Disposition
Employment History
Current Registrations
Wells Fargo Advisors Financial Network, LLC
January 2023 - Present · 3 yrs 4 mos
Wells Fargo Advisors Financial Network, LLCBroker
January 2023 - Present · 3 yrs 4 mos
Wells Fargo Advisors
October 2010 - Present · 15 yrs 7 mos
Wells Fargo Clearing Services, LLCBroker
October 2010 - Present · 15 yrs 7 mos
Previous Registrations
Morgan Stanley Smith BarneyBroker
June 2009 - October 2010 · 1 yr 4 mos
Morgan Stanley Smith Barney LLC
June 2009 - October 2010 · 1 yr 4 mos
Morgan Stanley & CO. Incorporated
August 2008 - June 2009 · 10 mos
Morgan Stanley & CO. IncorporatedBroker
April 2007 - June 2009 · 2 yrs 2 mos
Morgan Stanley Dw INC.Broker
December 2003 - April 2007 · 3 yrs 4 mos
Morgan Keegan & Company, INC.Broker
June 2003 - July 2003 · 1 mo
UBS Financial Services INC.Broker
May 2003 - June 2003 · 1 mo
UBS Painewebber INC.Broker
August 2000 - June 2002 · 1 yr 10 mos
J.C. Bradford & CO.Broker
August 1997 - August 2000 · 3 yrs
State Registrations1 state
NC
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.