David Morgan
David Morgan is a CFP-designated registered investment advisor at Heirloom Wealth Management LLC, based in Greenwood Village, CO, with 28 years of industry experience. David operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Charitable Giving, Estate Planning, Financial Planning & Coaching, and 4 more. Their firm serves 725 clients with $830M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Heirloom Wealth Management charges a fee based on a percentage of the assets they manage. The maximum fee is 1.75%. For some clients, HWM offers a flat fee ranging from $1,000 to $20,000 depending on the level of engagement. Fees are calculated on the average monthly balance of the account and billed monthly in arrears. The firm may negotiate a lower advisory fee or waive the minimum fee. Employees and their family related accounts are charged a reduced fee.
Location
6400 S Fiddlers Green Circle, Suite 1970, Greenwood Village, CO, 80111
Get directionsHistory
Regulatory History (2)
Customer Dispute
August 2008Customer Dispute
March 2006Other Business ActivitiesSells Insurance
David is an investment advisor at MorganRosel Wealth Management, LLC, dedicating full-time hours to financial planning and investment advice. He also occasionally helps clients obtain life insurance coverage, spending minimal time on this activity.
Employment History
Current Registrations
Heirloom Wealth Management LLC
Previous Registrations
Morganrosel Wealth Management, LLC
Purshe Kaplan Sterling InvestmentsBroker
Pks Advisory Services, LLC
Morgan StanleyBroker
Morgan Stanley
Citigroup Global Markets INC.
Citigroup Global Markets INC.Broker
UBS Financial Services INC.
UBS Financial Services INC.Broker
Edward JonesBroker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.