KM
CFP
KM
CFP
Kevin Mounkes is a CFP-designated registered investment advisor at Wells Fargo Advisors, based in Reno, NV, with 21 years of industry experience. Their practice areas include Retirement Planning. Their firm serves 401,726 clients with $200B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
3710 advisors
IM Fee
Planning only
Assets Under Management
$197.4B
Fee Structure
Investment management only (planning not offered)
Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.
Loading...
Location
595 Humboldt St Ste 200, Reno, NV, 89509
Get directionsHistory
Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
February 2019Settled
Other Business Activities
Kevin owns 100% of M Squared Capital Corp, a real estate auction purchase business, since January 2024. He spends about 10-20% of his time on this activity.
Employment History
Current Registrations
Wells Fargo Advisors Financial Network, LLCBroker
February 2024 - Present · 2 yrs 7 mos
Wells Fargo Advisors
February 2024 - Present · 2 yrs 7 mos
Previous Registrations
Wells Fargo Clearing Services, LLC
April 2012 - February 2024 · 11 yrs 10 mos
Wells Fargo Clearing Services, LLCBroker
April 2012 - February 2024 · 11 yrs 10 mos
Chase Investment Services CORP.Broker
May 2009 - April 2012 · 2 yrs 11 mos
Chase Investment Services CORP.
May 2009 - April 2012 · 2 yrs 11 mos
Wamu Investments, INC.
April 2008 - May 2009 · 1 yr 1 mo
Wamu Investments, INC.Broker
April 2008 - May 2009 · 1 yr 1 mo
Ameritas Investment CORP
August 2005 - April 2008 · 2 yrs 8 mos
Ameritas Investment CORP.Broker
February 2005 - April 2008 · 3 yrs 2 mos
Securian Financial Services, INC.
June 2004 - February 2005 · 8 mos
Securian Financial Services, INC.Broker
May 2004 - February 2005 · 9 mos
State Registrations32 states
AKARAZCACODCFLGAHIIDILKSKYMAMNMOMTNCNVOHOKORPAPRSCSDTNTXUTWAWVWY
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.