Joseph J Mooney

Geowealth Management LLC

18 Years of Experience

View SEC Summary

Areas of Practice

Investment Management

Geowealth Management LLC

Compensation

Fee-Only (AUM)Fixed/Hourly

Firm Size

20 advisors

Number of Clients

50,134 clients

Average Client Portfolio

$271K average

Assets Under Management

$13.6B

Fee Structure

Minimum Investment:None

Financial Planning:Investment management only

Location

100 Constitution Plz, Fl 7, Hartford, CT, 06103-1703

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History

Regulatory History

Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

Other Business Activities

Joseph works full-time as a manager in advisor consulting. This activity is not investment-related.

Employment History

Current Registrations

Geowealth Management LLC

September 2025 - Present · 5 mos

Previous Registrations

Freedom Investment Management, INC.

July 2024 - July 2025 · 1 yr

Portsmouth Financial ServicesBroker

January 2021 - December 2022 · 1 yr 11 mos

Eqis Securities, LLCBroker

March 2018 - January 2019 · 10 mos

Freedom Investment Management, INC.

June 2017 - April 2024 · 6 yrs 10 mos

Assetmark Brokerage, LLCBroker

August 2014 - November 2016 · 2 yrs 3 mos

Capital Brokerage CorporationBroker

December 2013 - August 2014 · 8 mos

Assetmark, INC.

April 2011 - November 2016 · 5 yrs 7 mos

Capital Brokerage CorporationBroker

March 2011 - November 2013 · 2 yrs 8 mos

Merrill Lynch, Pierce, Fenner & Smith Incorporated

January 2009 - April 2010 · 1 yr 3 mos

Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker

December 2008 - April 2010 · 1 yr 4 mos

Banc of America Securities LLCBroker

August 2001 - December 2004 · 3 yrs 4 mos

State Registrations2 states

CAIL

Advisor

Exams

No exam information available for this advisor.