Anne Norton is a registered investment advisor, based in Johns Island, SC, with 28 years of industry experience.
Location
Johns Island, SC
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Raymond James Financial Services, INC.
January 2026 - Present · 8 mos
Raymond James Financial Services Advisors, INC
January 2026 - Present · 8 mos
Raymond James Financial Services, INC.Broker
January 2026 - Present · 8 mos
Previous Registrations
Raymond James & Associates, INC.
June 2014 - December 2025 · 11 yrs 6 mos
Raymond James & Associates, INC.Broker
June 2014 - December 2025 · 11 yrs 6 mos
MML Investors Services, LLC
June 2009 - June 2014 · 5 yrs
MML Investors Services, LLCBroker
June 2009 - June 2014 · 5 yrs
Merrill Lynch, Pierce, Fenner & Smith Incorporated
August 2006 - May 2009 · 2 yrs 9 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
August 2006 - May 2009 · 2 yrs 9 mos
UBS Financial Services INC.
January 2000 - August 2006 · 6 yrs 7 mos
UBS Financial Services INC.Broker
October 1999 - August 2006 · 6 yrs 10 mos
Sterne, Agee & Leach, INC.Broker
May 1998 - October 1999 · 1 yr 5 mos
Prudential Securities IncorporatedBroker
December 1997 - April 1998 · 4 mos
State Registrations1 state
SC
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.