David Gibbs
David Gibbs is a registered investment advisor at Alden Investment Group, based in Wayne, PA, with 28 years of industry experience. David is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Financial Planning & Coaching, High Net Worth, Investment Management, and 1 more. Their firm serves 1,460 clients with $390M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 2.00% |
Maximum fee is up to 2.00% per year. Fees are negotiable. An additional platform reporting fee of 0.05% applies.
Fee Estimator
Location
Wayne, PA
Get directionsHistory
Regulatory History (3)
Customer Dispute
December 2024Regulatory
October 2024Employment Separation After Allegations
August 2023Other Business ActivitiesSells Insurance
David owns rental property, dedicating minimal time to collecting rent and property maintenance. He also sells fixed insurance products.
Employment History
Current Registrations
Alden Investment Group
J. Alden Associates, INC.Broker
Previous Registrations
MML Investors Services, LLC
MML Investors Services, LLCBroker
Msi Financial Services, INC.Broker
Msi Financial Services, INC.
New England Securities Corporation
New England SecuritiesBroker
State Registrations5 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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