David Allen Gibbs

Alden Investment Group

28 Years of Experience

3 DisclosuresBrokerSells Insurance

View SEC Summary

Areas of Practice

Investment ManagementRetirement PlanningBusiness Owners

Alden Investment Group

Compensation

Fee-Only (AUM)Fixed/Hourly

Firm Size

41 advisors

Number of Clients

978 clients

Average Client Portfolio

$326K average

Assets Under Management

$319.2M

Fee Structure

Minimum Investment:$25K

Location

37 West Avenue, Suite 301, Wayne, PA, 19087-3226

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History

Regulatory History (3)

What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.

Customer Dispute

December 2024

Pending

Regulatory

October 2024

Final

Employment Separation After Allegations

August 2023

View Full SEC Report How to Read Disclosures

Other Business ActivitiesSells Insurance

David owns rental property, dedicating minimal time to collecting rent and property maintenance. He also sells fixed insurance products.

Employment History

Current Registrations

Alden Investment Group

February 2024 - Present · 2 yrs

J. Alden Associates, INC.Broker

November 2023 - Present · 2 yrs 3 mos

Previous Registrations

MML Investors Services, LLC

March 2017 - September 2023 · 6 yrs 6 mos

MML Investors Services, LLCBroker

March 2017 - September 2023 · 6 yrs 6 mos

Msi Financial Services, INC.Broker

January 2015 - March 2017 · 2 yrs 2 mos

Msi Financial Services, INC.

January 2015 - March 2017 · 2 yrs 2 mos

New England Securities Corporation

November 2007 - January 2015 · 7 yrs 2 mos

New England SecuritiesBroker

August 1997 - January 2015 · 17 yrs 5 mos

State Registrations6 states

CADENJNYPATN

AdvisorBrokerBoth

Exams

No exam information available for this advisor.