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CFP

Deborah Davis

Alden Investment Group
22 Years of Experience
Wayne, PA
BrokerSells Insurance
View SEC Summary
View SEC Summary

Deborah Davis is a CFP-designated registered investment advisor at Alden Investment Group, based in Wayne, PA, with 22 years of industry experience. Deborah is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Financial Planning & Coaching, High Net Worth, Investment Management, and 1 more. Their firm serves 1,460 clients with $390M in assets under management.

Alden Investment Group
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
40 advisors
Number of Clients
1,460 clients
Average Client Portfolio
$264K average
Assets Under Management
$385.7M

Fee Structure

Minimum Investment:$25K
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.00%

Maximum fee is up to 2.00% per year. Fees are negotiable. An additional platform reporting fee of 0.05% applies.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
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Location

37 West Avenue, Suite 301, Wayne, PA, 19087

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

Deborah sells fixed insurance, works as a realtor for Coldwell Banker Realty for about 10 hours a week, and works with Krause Agency doing Medicaid planning and selling LTC insurance for a few hours per week. The real estate activity is not investment-related, but the insurance sales are.

Employment History
Current Registrations
Alden Investment Group
April 2022 - Present · 4 yrs 6 mos
J. Alden Associates, INC.Broker
March 2022 - Present · 4 yrs 7 mos
Previous Registrations
Alden Capital
March 2022 - April 2022 · 1 mo
Commonwealth Financial NetworkBroker
August 2016 - April 2022 · 5 yrs 8 mos
Commonwealth Financial Network
August 2016 - April 2022 · 5 yrs 8 mos
Sii Investments, INC.Broker
February 2012 - August 2016 · 4 yrs 6 mos
Sii Investments, INC.
February 2012 - August 2016 · 4 yrs 6 mos
Invest Financial Corporation
January 2012 - February 2012 · 1 mo
Invest Financial CorporationBroker
January 2011 - February 2012 · 1 yr 1 mo
Financial Network Investment Corporation
June 2008 - December 2010 · 2 yrs 6 mos
Financial Network Investment CorporationBroker
April 2008 - December 2010 · 2 yrs 8 mos
Wachovia Securities, LLCBroker
December 2003 - June 2006 · 2 yrs 6 mos
Wachovia Securities, LLCBroker
November 2002 - August 2003 · 9 mos
Nylife Securities INC.Broker
September 2001 - October 2002 · 1 yr 1 mo
State Registrations8 states
CODEFLMDNJNMPAVA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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