TP
TP

Todd Price

28 Years of Experience
Chicago, IL
1 DisclosureBroker

Todd Price is a registered investment advisor at Morgan Stanley, based in Chicago, IL, with 28 years of industry experience. Todd is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Alternative Investments, High Net Worth, Investment Management, Retirement Planning. Their firm serves 2,703,720 clients with $2000B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23172 advisors
Number of Clients
2,703,720 clients
Average Client Portfolio
$726K average
Assets Under Management
$1961.9B

Fee Structure

Investment management only (planning not offered)

Morgan Stanley Smith Barney LLC charges a fee for its consulting services, which is generally payable quarterly in advance. The maximum fee for the services is $500,000, and fees are negotiable between the client and their private wealth advisor.

Loading...

Location

233 South Wacker Drive, Suite 8600, Chicago, IL, 60606

Get directions

History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Criminal
July 1993
Final Disposition
Employment History
Current Registrations
Morgan Stanley
January 2011 - Present · 15 yrs 9 mos
Morgan StanleyBroker
January 2011 - Present · 15 yrs 9 mos
Previous Registrations
Ameriprise Financial Services, INC.
January 2003 - January 2011 · 8 yrs
Ameriprise Financial Services, INC.Broker
January 2003 - January 2011 · 8 yrs
Ids Life Insurance CompanyBroker
January 2003 - July 2006 · 3 yrs 6 mos
New England SecuritiesBroker
September 2002 - December 2002 · 3 mos
American Express Financial Advisors INC.Broker
November 1997 - August 2002 · 4 yrs 9 mos
Ids Life Insurance CompanyBroker
November 1997 - August 2002 · 4 yrs 9 mos
State Registrations44 states
ALAZCACOCTDCDEFLGAHIIAILINKSKYLAMAMDMIMNMONCNENHNJNMNVNYOHOKORPARISCSDTNTXUTVAVTWAWIWVWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
More Advisors