EP
EP

Eric Peterson

12 Years of Experience
Elk River, MN
1 DisclosureBroker

Eric Peterson is a registered investment advisor at Wells Fargo Advisors, based in Elk River, MN, with 12 years of industry experience. Eric is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Divorce Planning, Education Planning, Financial Planning & Coaching, and 2 more. Their firm serves 1,324,168 clients with $670B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
14699 advisors
IM Fee
Planning only
Assets Under Management
$671.4B

Fee Structure

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

Loading...

Location

19290 Freeport St Nw, Elk River, MN, 55330

Get directions

History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Financial
December 2020
Final
Employment History
Current Registrations
Wells Fargo Advisors
June 2023 - Present · 3 yrs 4 mos
Wells Fargo Clearing Services, LLCBroker
May 2023 - Present · 3 yrs 5 mos
Previous Registrations
Securian Financial Services, INC.Broker
May 2022 - January 2023 · 8 mos
Simplicity Financial Investment Services, INC.Broker
September 2019 - April 2022 · 2 yrs 7 mos
Aei Securities, INC.Broker
November 2007 - June 2008 · 7 mos
Ameriprise Financial Services, INC.Broker
May 2006 - October 2006 · 5 mos
Usallianz Investor Services, LLCBroker
April 2001 - September 2004 · 3 yrs 5 mos
Edward D. Jones & CO., L.P.Broker
June 1999 - July 1999 · 1 mo
Raymond James Financial Services, INC.Broker
January 1999 - March 1999 · 2 mos
Robert Thomas Securities, INCBroker
December 1998 - January 1999 · 1 mo
Midwest Discount Brokers INC.Broker
February 1998 - October 1998 · 8 mos
R.J. Steichen & CompanyBroker
November 1997 - February 1998 · 3 mos
Miller, Johnson & Kuehn, IncorporatedBroker
October 1997 - November 1997 · 1 mo
State Registrations4 states
MIMNNYWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
More Advisors