Vishal Wadhwa is a registered investment advisor, based in Berkeley, CA, with 21 years of industry experience.
Location
Berkeley, CA
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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Vishal is dually registered with affiliated firm SVB Wealth LLC as a Relationship Manager, providing investment advisory services to clients. This is a full-time role.
Employment History
Current Registrations
Citigroup Global Markets INC.
November 2025 - Present · 6 mos
Citigroup Global Markets INC.Broker
November 2025 - Present · 6 mos
Citi Private Alternatives, LLCBroker
November 2025 - Present · 6 mos
Citigroup Global Markets INC.
November 2025 - Present · 6 mos
Previous Registrations
First Citizens Investor Services, INC.
May 2025 - October 2025 · 5 mos
First Citizens Investor Services, INC.Broker
January 2024 - October 2025 · 1 yr 9 mos
Svb Wealth
November 2022 - October 2025 · 2 yrs 11 mos
Svb Investment Services INC.Broker
April 2022 - December 2023 · 1 yr 8 mos
Wells Fargo Clearing Services, LLCBroker
September 2021 - November 2021 · 2 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
November 2012 - August 2017 · 4 yrs 9 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
October 2012 - August 2017 · 4 yrs 10 mos
Citigroup Global Markets INC.Broker
June 2007 - June 2012 · 5 yrs
Citigroup Global Markets INC.
June 2007 - June 2012 · 5 yrs
Wells Fargo Investments, LLC
March 2004 - May 2007 · 3 yrs 2 mos
Wells Fargo Investments, LLCBroker
March 2004 - May 2007 · 3 yrs 2 mos
Banc of America Investment Services, INC.
November 2002 - June 2003 · 7 mos
Banc of America Investment Services, INC.Broker
April 2001 - June 2003 · 2 yrs 2 mos
Chase Investment Services CORP.Broker
November 1998 - November 2000 · 2 yrs
Chase Investment Services CORP.Broker
September 1997 - December 1997 · 3 mos
State Registrations52 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNYOHOKORPAPRRISCSDTNTXUTVAVTVirgin IslandsWAWIWVWY
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.