Lawrence Bender is a registered investment advisor, based in Lexington, KY, with 28 years of industry experience.
Location
200 W Vine St, Ste 200, Lexington, KY, 40507
Get directionsHistory
Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Truist Investment Services, INC.
February 2021 - Present · 5 yrs 3 mos
Truist Investment Services, INC.Broker
February 2021 - Present · 5 yrs 3 mos
Truist Advisory Services, INC.
February 2021 - Present · 5 yrs 3 mos
Previous Registrations
Bb&t Securities, LLCBroker
October 2014 - February 2021 · 6 yrs 4 mos
Bb&t Securities, LLC
October 2014 - February 2021 · 6 yrs 4 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
June 2007 - October 2014 · 7 yrs 4 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
June 2007 - October 2014 · 7 yrs 4 mos
Raymond James Financial Services
April 2006 - June 2007 · 1 yr 2 mos
Raymond James Financial Services, INC.Broker
September 2002 - June 2007 · 4 yrs 9 mos
UBS Painewebber INC.
April 2001 - October 2002 · 1 yr 6 mos
UBS Painewebber INC.Broker
August 2000 - October 2002 · 2 yrs 2 mos
J.C. Bradford & CO.Broker
September 1997 - August 2000 · 2 yrs 11 mos
State Registrations31 states
ALCACODCDEFLGAINKSKYLAMDMEMIMSMTNCNMNYOHOKORPASCTNTXVAWAWIWVWY
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.