Joseph Miller
Joseph Miller is a registered investment advisor at Ameriprise Financial Services, LLC, based in Fort Wayne, IN, with 28 years of industry experience. Joseph operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 1,330,280 clients with $560B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Ameriprise Financial Services offers several managed account programs. The fees vary depending on the program selected. These fees include an asset-based fee, which covers investment advisory services and investment management fees. Some accounts may also have an Investments and Infrastructure Support Fee. Clients also pay investment costs, which are the underlying fees related to investment products purchased within the managed account. Additional fees and expenses may be incurred based on the nature of the investments.
Location
5750 Coventry Ln, Ste 110, Fort Wayne, IN, 46804
Get directionsHistory
Regulatory History (5)
Customer Dispute
July 2024Employment Separation After Allegations
August 2015Customer Dispute
March 2009Customer Dispute
February 2009Customer Dispute
August 2000Other Business Activities
Joseph is involved in several business activities, including business ownership since 2004, another activity since 2021, and another since 2019. He also serves as a board member and treasurer for Miller, dedicating a few hours per week to each activity.
Employment History
Current Registrations
Ameriprise Financial Services, LLC
Ameriprise Financial Services, LLC
Ameriprise Financial Services, LLCBroker
Previous Registrations
J.P. Morgan Securities LLC
J.P. Morgan Securities LLCBroker
Chase Investment Services CORP.Broker
Chase Investment Services CORP.
Banc One Securities Corporation
Banc One Securities CorporationBroker
First Chicago Nbd Investment Services, INC.Broker
State Registrations23 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.