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Braxton Miller

3 Years of Experience
Fort Wayne, IN
1 DisclosureBroker

Braxton Miller is a registered investment advisor at Ameriprise Financial Services, LLC, based in Fort Wayne, IN, with 3 years of industry experience. Braxton operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 1,330,280 clients with $560B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
12781 advisors
Number of Clients
1,330,280 clients
Average Client Portfolio
$424K average
Assets Under Management
$564.6B

Fee Structure

Minimum Investment:$2K

Ameriprise Financial Services offers several managed account programs. The fees vary depending on the program selected. These fees include an asset-based fee, which covers investment advisory services and investment management fees. Some accounts may also have an Investments and Infrastructure Support Fee. Clients also pay investment costs, which are the underlying fees related to investment products purchased within the managed account. Additional fees and expenses may be incurred based on the nature of the investments.

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Location

5750 Coventry Ln, Ste 110, Fort Wayne, IN, 46804

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History

Regulatory History (1)
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Criminal
June 2021
Final Disposition
Other Business Activities

Braxton works as administrative staff for AR Group LLC since May 2024. This takes about 10-20% of his time, including time during trading hours.

Employment History
Current Registrations
Ameriprise Financial Services, LLC
August 2023 - Present · 3 yrs 1 mo
Ameriprise Financial Services, LLCBroker
January 2023 - Present · 3 yrs 8 mos
State Registrations8 states
AZCAFLILINMIMSOH
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.