David Wesley Prull

Ashton Thomas Securities, LLC

27 Years of Experience

BrokerSells Insurance

View SEC Summary

Areas of Practice

Financial Planning & CoachingRetirement PlanningEstate PlanningInsurance PlanningInvestment Management

Ashton Thomas Securities, LLC

Compensation

Fee-Only (AUM)

Firm Size

54 advisors

Number of Clients

2,599 clients

Average Client Portfolio

$661K average

Assets Under Management

$1.7B

Fee Structure

Financial Planning:Included in AUM fee

Location

200 Canal View Blvd, Suite 204, Rochester, NY, 14623

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History

Regulatory History

Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

Other Business ActivitiesSells Insurance

David works full-time as a Deputy Sheriff Road Patrol with the Monroe County Sheriff's Department and also sells life insurance. The filing does not specify the time commitment for insurance sales.

Employment History

Current Registrations

Ashton Thomas Securities, LLC

August 2021 - Present · 4 yrs 6 mos

Ashton Thomas Securities, LLCBroker

March 2005 - Present · 20 yrs 11 mos

Ashton Thomas Securities, LLC

March 2005 - Present · 20 yrs 11 mos

Previous Registrations

Mcdonald Investments INC.Broker

September 1998 - April 2005 · 6 yrs 7 mos

Essex Capital Markets, INC.Broker

February 1998 - September 1998 · 7 mos

State Registrations3 states

CANYSC

AdvisorBrokerBoth

Exams

No exam information available for this advisor.