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David Prull

Ashton Thomas Securities, LLC
28 Years of Experience
Pittsford, NY
BrokerSells Insurance
View SEC Summary
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David Prull is a registered investment advisor at Ashton Thomas Securities, LLC, based in Pittsford, NY, with 28 years of industry experience. David is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Corporate Executives, Estate Planning, Financial Planning & Coaching, and 5 more. Their firm serves 2,282 clients with $1.9B in assets under management.

Ashton Thomas Securities, LLC
Compensation
Fee-Only (% of Portfolio)
Firm Size
72 advisors
Number of Clients
2,282 clients
Average Client Portfolio
$815K average
Assets Under Management
$1.9B

Fee Structure

Planning is included in investment management
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.99%

Maximum annual advisory fees vary by program: FB1 up to 1.50%, FB2 up to 1.25%, FB3 up to 1.00%, Managed ETF up to 1.50%, Morningstar Portfolios up to 1.50%, and AS8/AS9/Non-wrap/Wrap programs up to 2.99%. Fees are negotiable.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
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Location

Pittsford, NY

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

David works full-time as a Deputy Sheriff Road Patrol with the Monroe County Sheriff's Department and also sells life insurance. The filing does not specify the time commitment for insurance sales.

Employment History
Current Registrations
Ashton Thomas Securities, LLC
August 2021 - Present · 5 yrs 2 mos
Ashton Thomas Securities, LLC
March 2005 - Present · 21 yrs 7 mos
Ashton Thomas Securities, LLCBroker
March 2005 - Present · 21 yrs 7 mos
Previous Registrations
Mcdonald Investments INC.Broker
September 1998 - April 2005 · 6 yrs 7 mos
Essex Capital Markets, INC.Broker
February 1998 - September 1998 · 7 mos
State Registrations3 states
CANYSC
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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