Shane Spells is a registered investment advisor at LPL Financial LLC, based in Warner Robins, GA, with 27 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
128 Tommy Stalnaker Dr Ste 300, Warner Robins, GA, 31088
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Shane works as a bookkeeper, dedicating minimal time each month. He also operates under the DBA ARTAAD Financial for his LPL business, which is a full-time commitment, and owns ARTAAD, Inc., a real estate rental business, requiring minimal time. Finally, Shane is a business owner of Protec-Tees, spending a few hours per week on it.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Suntrust Advisory Services, INC.
Suntrust Investment Services, INC.
Suntrust Investment Services, INC.Broker
UBS Financial Services INC.
UBS Financial Services INC.Broker
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
State Registrations7 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.