DV
DV

Derek Vito

24 Years of Experience
Newark, DE
Broker

Derek Vito is a registered investment advisor at Ascensus Investment Advisors, LLC, based in Newark, DE, with 24 years of industry experience. Derek is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management. Their firm serves 27 clients with $13B in assets under management.

Compensation
Fee-Only (% of Portfolio)
Firm Size
41 advisors
IM Fee
Planning only
Assets Under Management
$13.0B

Fee Structure

Investment management only (planning not offered)

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

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Location

Newark, DE

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Ascensus Investment Advisors, LLC
November 2019 - Present · 6 yrs 11 mos
Ascensus Broker Dealer Services, LLC
October 2018 - Present · 8 yrs
Ascensus Broker Dealer Services, LLCBroker
October 2018 - Present · 8 yrs
Previous Registrations
Ascensus Financial Services, LLC.Broker
January 2018 - October 2018 · 9 mos
Morgan StanleyBroker
June 2009 - January 2018 · 8 yrs 7 mos
Morgan Stanley
June 2009 - January 2018 · 8 yrs 7 mos
Citigroup Global Markets INC.
January 2006 - June 2009 · 3 yrs 5 mos
Citigroup Global Markets INC.Broker
September 2001 - June 2009 · 7 yrs 9 mos
State Registrations2 states
DEMA
AdvisorBroker

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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