Catherine Heath
Catherine Heath is a CFP-designated registered investment advisor at Ameriprise Financial Services, LLC, based in Folsom, CA, with 25 years of industry experience. Catherine operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 1,330,280 clients with $560B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Ameriprise Financial Services offers several managed account programs. The fees vary depending on the program selected. These fees include an asset-based fee, which covers investment advisory services and investment management fees. Some accounts may also have an Investments and Infrastructure Support Fee. Clients also pay investment costs, which are the underlying fees related to investment products purchased within the managed account. Additional fees and expenses may be incurred based on the nature of the investments.
Location
1130 Iron Point Rd, Ste 150, Folsom, CA, 95630-8310
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Catherine manages her Ameriprise business, dedicating about a quarter of her time to it. She also serves as a board member for Heath, spending minimal time on this role.
Employment History
Current Registrations
Ameriprise Financial Services, LLC
Ameriprise Financial Services, LLC
Ameriprise Financial Services, LLCBroker
Previous Registrations
Allstate Financial Services, LLCBroker
LPL Financial CorporationBroker
Wells Fargo Advisors, LLCBroker
Wm Financial Services, INC.Broker
Wm Funds Distributor, INC.Broker
Franklin/templeton Distributors, INC.Broker
Franklin/templeton Distributors, INC.Broker
State Registrations14 states
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