Brian Abad is a registered investment advisor, based in Roseville, CA, with 27 years of industry experience.
Location
2530 Douglas Blvd Ste 170, Roseville, CA, 95661
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Brian is an insurance agent with VAS Dias Agency, engaging in insurance sales since January 2024. He dedicates a few hours per week to this activity.
Employment History
Current Registrations
Ameritas Advisory Services, LLC
May 2024 - Present · 2 yrs 2 mos
Ameritas Investment Company, LLCBroker
May 2024 - Present · 2 yrs 2 mos
Previous Registrations
Capfinancial Securities, LLC.Broker
February 2021 - May 2024 · 3 yrs 3 mos
Captrust
January 2021 - May 2024 · 3 yrs 4 mos
Genovese Burford & Brothers Wealth and Retirement Plan Mgmt, LLC
July 2017 - March 2021 · 3 yrs 8 mos
Royal Alliance Associates, INC.Broker
June 2017 - February 2021 · 3 yrs 8 mos
Independent Financial Partners
July 2011 - December 2016 · 5 yrs 5 mos
LPL Financial LLCBroker
November 2010 - December 2015 · 5 yrs 1 mo
Nrp Advisors, INC.
February 2008 - December 2010 · 2 yrs 10 mos
Nrp Financial, INC.Broker
August 2007 - November 2010 · 3 yrs 3 mos
Nrp Financial, INC.
August 2007 - October 2008 · 1 yr 2 mos
Financial Telesis, INC.
June 2007 - September 2007 · 3 mos
Financial Telesis INCBroker
June 2007 - September 2007 · 3 mos
Mmc Securities CORP.
July 2002 - June 2007 · 4 yrs 11 mos
Mmc Securities CORP.Broker
December 2000 - June 2007 · 6 yrs 6 mos
Marsh & Mclennan Securities CorporationBroker
June 2000 - December 2000 · 6 mos
Franklin/templeton Distributors, INC.Broker
July 1997 - February 2000 · 2 yrs 7 mos
State Registrations2 states
CANV
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.