Joshua Simon
Joshua Simon is a registered investment advisor at Thurston Springer Advisors, based in Lake Forest, IL, with 28 years of industry experience. Their practice areas include Estate Planning, Investment Management, Retirement Planning. Their firm serves 6,759 clients with $3.7B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Thurston Springer uses third-party portfolio advisors, and clients pay a fee based on the third-party's fee schedule. Thurston Springer retains a portion of this fee. The overall advisory fee is negotiable. Clients will have some cash in their account to cover advisory fees. Clients may pay additional fees or expenses in a third-party advisory account, such as ticket charges, IRA fees, and wire fees.
Location
Lake Forest, IL
Get directionsHistory
Regulatory History (4)
Judgment / Lien
April 2019Judgment / Lien
January 2018Judgment / Lien
September 2017Judgment / Lien
January 2016Other Business Activities
Joshua has 100% ownership in J Simon & Co, a financial advisor practice, since 2005, dedicating significantly more than full-time hours per month. He is also the president of Java Culture, a family-owned board integrated marketing agency, spending minimal time per month on this activity.
Employment History
Current Registrations
Thurston Springer Advisors
Thurston, Springer, Miller, Herd & Titak, INC.Broker
Previous Registrations
Thurston Springer Advisors
Wells Fargo Advisors Financial Network, LLCBroker
Wells Fargo Advisors Financial Network, LLC
UBS Financial Services INC.
UBS Financial Services INC.Broker
State Registrations8 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.