Matthew Mullenix
Matthew Mullenix is a registered investment advisor at LPL Financial LLC, based in West Des Moines, IA, with 27 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
1701 48th Street, Suite 200, Office B, West Des Moines, IA, 50266
Get directionsHistory
Regulatory History (2)
Customer Dispute
January 2003Employment Separation After Allegations
December 2002Other Business Activities
Matthew operates under the DBA Aspen Financial Services, Inc. for his LPL business. This activity requires minimal time.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Morgan Keegan & Company, INC.
Morgan Keegan & Company, INC.Broker
Pfic Securities CorporationBroker
Edward JonesBroker
State Registrations5 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.