JD
CFP
JD
CFP

John Dusza

27 Years of Experience
Guilford, CT
1 DisclosureBroker

John Dusza is a CFP-designated registered investment advisor at Wells Fargo Advisors, based in Guilford, CT, with 27 years of industry experience. John is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Retirement Planning. Their firm serves 466,575 clients with $250B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
4242 advisors
IM Fee
Planning only
Assets Under Management
$252.3B

Fee Structure

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

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Location

157 Goose Lane, [Satellite], Guilford, CT, 06437

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
May 2001
Settled
Other Business Activities

John owns 100% of JMD Securities LLC, dedicating full-time hours to the business. He also serves as a commissioner and secretary for the Town of Madison Planning & Zoning Commission, spending a few hours per week attending meetings and handling related duties.

Employment History
Current Registrations
Wells Fargo Advisors
August 2012 - Present · 14 yrs 2 mos
Wells Fargo Advisors Financial Network, LLCBroker
August 2012 - Present · 14 yrs 2 mos
Previous Registrations
UBS Financial Services INC.Broker
January 2005 - August 2012 · 7 yrs 7 mos
UBS Financial Services INC.
October 2004 - August 2012 · 7 yrs 10 mos
Soundview Capital Management Corporation
May 2003 - August 2004 · 1 yr 3 mos
Morgan Stanley Dw INC.Broker
September 1997 - August 2001 · 3 yrs 11 mos
State Registrations15 states
CACTDEFLMAMENCNHNJNMNYORPAVAVT
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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