Anu Sharma is a registered investment advisor at Osaic Wealth, INC., based in Irvington, NY, with 9 years of industry experience. Anu operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Education Planning, Estate Planning, Investment Management, and 1 more. Their firm serves 574,829 clients with $200B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Osaic Wealth offers investment management through several platforms, including Advisor Managed Portfolios, Unified Managed Accounts, and Signator Managed Account Platform. Fees are negotiable and based on a percentage of the assets in your account. The fees cover advisory services, custodial services, and in some cases, transaction costs. Mutual funds and ETFs within these accounts have their own internal fees. Some programs have wrap accounts where all costs are bundled into one fee.
Location
1 Bridge St, Suite 3, Irvington, NY, 10533
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Anu is the principal and founder of Rivertown Investment Advisor, a sole proprietorship, since May 2023. This investment-related activity involves financial planning, portfolio management, risk management, and investments, taking up a full-time commitment.
Employment History
Current Registrations
Osaic Wealth, INC.Broker
Osaic Advisory Services, LLC
Previous Registrations
Triad Advisors LLCBroker
J.P. Morgan Securities LLCBroker
J.P. Morgan Securities LLC
Morgan Stanley
Morgan StanleyBroker
State Registrations11 states
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